This notice describes how Falcon Investment Management Ltd uses personal data. It outlines Falcon Investment Management Ltd’s data protection obligations and your data protection rights under the regime introduced by the EU General Data Protection (Regulation 2016/679, the "General Data Protection Regulation").
The GDPR applies to “personal data” meaning any information relating to an identifiable person who can be directly or indirectly identified in particular by reference to an identifier.
Falcon Investment Management Ltd needs to use your personal data to provide its services to you, so this notice outlines the following points about the processing of your personal data:
Your Data are collected to effectively and properly manage your account(s) with us. Data is stored for specific purposes and only data that is relevant to that purpose will be stored. We will use the Data for several different purposes, including;
If at any time you wish to be removed from marketing mailing lists or for any limits to be applied with respect to marketing materials received by you, please let us know. You can do this by e-mailing your Falcon Investment Management Ltd relationship manager, data protection officer or any of the Falcon Investment Management Ltd management. Contact details are available at the bottom of this notice or at: www.falconcapital.co.uk
Falcon Investment Management Ltd may collect data:
Falcon Investment Management Ltd stores your data on physical and electronic media. Data is safeguarded by Falcon Investment Management Ltd and its Service Providers by maintaining physical and electronic security controls that are designed to comply with applicable legal standards.
The Data that is collected or held in relation to you may be transferred to, and stored at, a destination outside the European Economic Area (“EEA”). It may also be processed by staff operating outside the EEA who works for us or for one of our Service Providers. In some cases, the laws of the destination country may not provide the same level of data protection as countries within the EEA. However, all Data wherever they are held by Falcon Investment Management Ltd will be afforded a high level of protection against any unauthorised or accidental disclosure, access or deletion. By submitting your Data you agree to this transfer, storing or processing.
Unfortunately, the transmission of information via the internet is not completely secure. Although Falcon Investment Management Ltd will do its best to protect your Data, we cannot guarantee the security of your Data transmitted electronically. Any such transmission is at your own risk.
During Falcon Investment Management Ltd’s relationship with you Falcon Investment Management Ltd will collect and process Data about you, including:
Falcon Investment Management Ltd uses Service Providers to conduct aspects of its business, so information may be disclosed to them and their affiliates Data that you have provided in order to fulfil the purposes for which the Data is held. These Service Providers may disclose such Data to each other and to each other’s affiliates in order to achieve the same purposes.
Falcon Investment Management Ltd and its Service Providers may also be required to disclose your Data to governmental agencies, self-regulatory organisations, industry associations and similar bodies in order to fulfil legal and regulatory requirements. In addition, the laws of certain countries and states give people involved in lawsuits and other legal proceedings the right under certain circumstances to obtain information from Falcon Investment Management Ltd and its Service Providers, including your Data. Falcon Investment Management Ltd and its Service Providers will comply with these laws to the extent required.
Falcon Investment Management Ltd will not sell your Data to any third party. Wherever possible, Service Providers are required to enter into confidentiality agreements that prohibit them from selling or improperly using your Data.
Falcon Investment Management Ltd will retain your personal information for a period of up to seven years following the point where the business relationship has ceased.
It may be necessary to retain your personal information beyond this period depending on additional legal/regulatory obligations. Thereafter, Falcon Investment Management Ltd will refrain from collecting any further personal information on you and shall take appropriate steps to dispose of any records containing your personal information to the extent this is operationally feasible and proportionate.
Falcon Investment Management Ltd assesses all personal data that is collected or stored to ensure that there is a legal basis for each type of data under GDPR. Given that Falcon Investment Management Ltd is an FCA regulated firm, the majority of lawful basis for Falcon Investment Management Ltd’s processing is to meet its obligations to the FCA (legal obligation basis) or to fulfil its obligations to you under contract (contract basis).
Other lawful basis may be used where Falcon Investment Management Ltd assesses this is necessary and appropriate.
You have the following rights, in certain circumstances, in relation to your personal information:
Where Falcon Investment Management Ltd or its Service Provider(s) requires your personal information to comply with AML or other legal requirements, failure to provide this information means Falcon Investment Management Ltd will not be able to accept you as a client or investor.
Falcon Investment Management Ltd shall notify you of any personal information breach affecting you that is likely to result in a high risk to your rights and freedoms.
Falcon Investment Management Ltd will need to update its privacy notice in response to regulatory requirements or changes to its business. The latest notice will always be available on the Falcon Investment Management Ltd website (www.falconcapital.co.uk)
Under the GDPR, data subjects can make a complaint to the supervisory authority including the Member State in which they reside or work or the place of the alleged infringement.
Compliance Officer Falcon Investment Management Ltd 10 Brick Street London W1J 7HQ
Falcon Investment Management Ltd 21st November 2021. We are registered with the Information Commissioner’s Office (ICO); our registration number is ZA456648.
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Cookies can be used by web servers to identity and track users as they navigate different pages on a website and to identify users returning to a website.
Cookies may be either “persistent” cookies or “session” cookies. A persistent cookie consists of a text file sent by a web server to a web browser, which will be stored by the browser and will remain valid until its set expiry date (unless deleted by the user before the expiry date). A session cookie, on the other hand, will expire at the end of the user session, when the web browser is closed.
We use both session cookies and persistent cookies on this website.
Cookies do not contain any information that personally identifies you, but personal information that we store about you may be linked, by us, to the information stored in and obtained from cookies.
We may use the information we obtain from your use of our cookies for the following purposes:
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Blocking all cookies will, however, have a negative impact upon the usability of many websites. If you block cookies, you will not be able to use many of the features of this website.
You can also delete cookies already stored on your computer. The method of doing so will depend upon your web browser. Instructions are available at the following URLs.
Internet Explorer: http://support.microsoft.com/kb/278835
This website is issued by Falcon Investment Management Limited (hereinafter "FIM"), which is authorized and regulated by the Financial Conduct Authority (“FCA”). The Fund Falcon Capital Management SPC is defined as “Unregulated Collective Investment Scheme” (“UCIS”) and the promotion of a UCIS either within the UK or from the UK is severely restricted by statute. Consequently, this document is only made available to professional clients and eligible counterparties as defined by the FCA and also to persons of a kind to whom the Fund may lawfully be promoted by an authorized person by virtue of Section 238(5) of the Financial Services and Markets Act2000 and COBS 4.12.4R. Shares in the Funds should only be purchased by persons with experience of participating in unregulated schemes and any other person who receives this document should not rely upon it. This website is only suitable for professional clients as defined by the FCA. If you are not a professional client please do not enter this website.
This site is intended as a general introduction to FIM and its funds. It does not provide specific investment advice nor does it represent that the services described are suitable for any specific investor. Moreover, the information contained in this site does not provide a basis for making a fully informed investment decision. Those considering an investment in a fund managed by FIM should request a copy of that fund’s offering documents. Also, please note that investments in markets traded by FIM involve significant risk. Furthermore, past performance does not guarantee future results.
The contents of this site are not intended for distribution to, or use by, any individual or entity in any jurisdiction where their distribution or use would be contrary to local law or regulation or which would subject FIM to registration with the jurisdiction. You should be aware that any rules and/or regulations applicable to providing financial services (and the resultant investor protections that may be available), may not apply to persons who obtain information from the internet and its various applications, of which this material forms part.
Information contained on this site, including pricing, valuation, and commentary on any markets traded by FIM, reflects FIM’s analysis and other information available as at, either the time such information was posted in the site or as otherwise at the date indicated. While any opinions, commentaries, data, pricing and all other information contained on this site are believed to be reliable, FIM cannot and does not guarantee its accuracy, timeliness or completeness, nor is FIM under any obligation to update such information.
Neither FIM nor any of its directors, officers or employees, nor any third party vendor will be liable or responsible for any loss or damage that you may incur from any cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of FIM or of any vendor providing software or services support. In no event will FIM or any third party vendor be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if FIM or any other party had been advised of the possibility that these damages might occur.
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