Regulatory Hosted Services  

We provide a comprehensive and flexible regulatory hosting umbrella for funds and investment managers.

Operating a fund structure can be overly complicated and costly, especially for small and medium-sized managers. Increased focus on compliance and complicated regulatory landscape are new challenges ahead of fund managers who wish to obtain FCA approval as an AIFM.

 In addition to operational and compliance requirements, FCA authorisation can be a long and expensive process;

  • Waiting period of 6-12 months
  • Completed application process
  • Drafting a comprehensive business plan
  • Qualifications and track record
  • Minimum deposit to meet the regulatory capital requirements
  • Recurring costs to meet legal and compliance obligations

Falcon provides full regulatory hosting solution within its platform, providing you all relevant permission to conduct regulated activities within EU/ EEA.

Our regulatory hosting platform offers;

  • Regulatory umbrella
  • Controlled functions (Portfolio Manager)
  • Compliance & Risk Monitoring
  • Compliance Oversight
  • Compliance Training
  • Client on-boarding
  • KYC
  • DD
  • AML

Our regulatory solutions are flexible to meet clients’ requirements. We work with you to setup your structure in weeks not months. Please email to schedule more detailed discussions.